At-Or-Better

  

Categories: Trading, Stocks, Bonds

At-Or-Better is a type of limit order usually revolving around a volatile stock.

A buyer on a Friday afternoon, after the company has announced strange earnings, might put in an order to purchase 1,000 shares on Monday at-or-better $1.20 a share. The stock closed on Friday at $21.20, down that day from $25.50 a share. If more bad news comes out over the weekend, then it is likely that stock would trade meaningfully below $20 a share on Monday. The buyer then wants to capture the incremental discount below $20 a share when they're buying it at, say, $19.28, which is 72 cents better than the picture of Andrew Jackson.

Related or Semi-related Video

Finance: What is a Takedown?7 Views

00:00

finance a la shmoop what is a takedown well it's basically a commission or a [The definition of takedown]

00:07

spread that investment bankers um take down from the proceeds raised on a

00:13

securities offering ie an IPO well specifically that takers

00:17

down are called the syndicate and we wish we could tell you that with [People playing cards and smoking]

00:21

something mob-related but that's just a group of stock brokers who generally

00:25

sell to institutional accounts like mutual funds hedge funds and a big fat

00:29

family set of offices yeah like wealthy people's offices yeah at its essence the [Pile of cash]

00:33

take down is the gross profit that each syndicate member makes after the

00:38

placement of the securities after wire fees and other basic transactional costs

00:43

are covered such as the sellers of the securities get their dough whatever [The words 'illustrative example time' fall out of a piggy bank]

00:50

dot-com is selling 10 million shares of 20 bucks a pop the syndicate buys them

00:54

for 19 bucks each five minutes before placing them or selling them to the buy [Definition of the buy side]

00:59

side so there's a $1 spread in this placement and in most cases the lead

01:04

underwriter gets some percentage of the gross spread off the top to cover the [Calculation of the underwriter commission]

01:08

zillion dollars they spent on expensive lawyers and other bureaucrats being

01:13

certain that the securities offering complied with the you know 742 laws all ['The Big Book of 742 Laws' appears]

01:18

deriven from the 1933 and then 34 acts so if the lead banker gets a say a 15

01:23

percent override well then 85 cents net is left over for the takedown to be

01:29

distributed among the selling members of the syndicate and if any of those [Money being moved to the syndicate]

01:33

selling members feels they've been cheated well get ready to see one of [People stand up angrily in a board room]

01:37

these take down in this corner accountant wearing glasses 132 pounds so [Two men wearing boxing gloves ready to fight]

01:43

yeah pale-skinned alright sorry pal pick the right career [Guy is punched and knocked down]

Up Next

Finance: What is Good Delivery?
11 Views

What is Good Delivery? Good delivery just means that nothing gets in the way of a security transfer after a transaction is made. It’s kind of a d...

Finance: What is Good 'Til Canceled (GTC)?
2 Views

What is Good ‘Til Cancelled (GTC)? GTC orders are trade orders that may be filled at any time unless the investor cancels it. Good til cancelled...

Finance: What are Limit Order, Sell Limit and Stop Limit?
7 Views

What is a limit order, and how can we be sure we never have one of those in place when we go to a doughnut shop?

Finance: What Does "Away from the Market" Mean?
3 Views

What does “Away from the Market” mean? Away from the market just means that a stock is moving away from its benchmark. This happens when the bu...

Find other enlightening terms in Shmoop Finance Genius Bar(f)