Best-Price Rule - Rule 14D-10

  

Categories: Econ, Banking, Trading, Stocks

The best-price rule (also known by the far more boring designation of "rule 14D-10") is an SEC regulation that requires someone conducting a tender offer to give the same price for all the stock being bought.

A tender offer represents an attempt to purchase a lot of stock at once. Basically, the entity running the tender announces they are open to buying whatever stock they can get (up to whatever limit they impose). In the bad-old days before the best-price rule (it first appeared in 1968), buyers could offer sweetheart deals to certain sellers, buying certain shares for one price, while offering a lower price to the general public.

The best-price rule makes sure everyone gets the same amount for their stock.

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Finance a la shmoop what are advisory fee limits? well they're basically a

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price ceiling above which financial advisors can't go yeah I can't go they [Financial advisors in an elevator and hit price ceiling]

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can't touch that ceiling you know like hammer time, can't touch this...

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so when you invest in a mutual fund you pay two fees there's a commission

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and there's an annual management fee usually based on the assets you have

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with them under management like maybe it's one percent on the first hundred [Asset rises]

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grand that you have and then half a percent above a million or whatever

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fees like how do you choose which fund to buy well if you have a financial

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advisor they'll walk you through the lists of mutual funds out there and [Ice cream flavors appear]

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them and then that advisor will charge you for their time in some form right

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someone's got to pay for their beach house well if you start adding up all

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the fees you're paying for arguably no better performance than had you just [Itemized list of fees appear]

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logged onto schwab.com or fidelity.com and bought an index fund hmm

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well then you're gonna start to pause here it starts to be a big number in

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those fees that eat meaningfully into your investment returns most buyers of [Pacman fees eating up money]

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lawyers and plumbing parts distributors and they really don't have a

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sophisticated understanding of just how badly they could get taken by

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limits to keep the non gurus safe from the financial predators when it comes to

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