Double Exempt

No longer empt; no longer empt.

Your city wants to build something. Something big. Like a pool or a parking garage or an expansion to the presigous clown college in the area. To pay for it, the city council raises money by selling bonds. These bonds are aptly named municipal bonds.

To help improve demand for muni bonds (as their friends like to call them) and support these local projects, governments offer certain tax advantages. Specifically, interest earned on municipal bonds are exempt from both federal and state taxes.

That's the "double exempt" part. If you buy the Clown College Bond at 7% annual interest, that 7% you bring in every year doesn't get taxed by either the state or the federal government. "Gross is Net."

And that's the Clown College slogan as well.

Related or Semi-related Video

Finance: What are Exempt Securities and ...2 Views

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Finance a la shmoop what are exempt securities and exempt transactions? well

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the first thing that should strike you is that in both of these cases they are [Man on stage giving a speech]

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no longer emp'd okay crickets eggs empt.. no okay all right we try you know no

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extra charge here we try all right well a security is exempt from regulation if

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it lives outside of or doesn't need to meet the various registration

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requirements of the Securities Act of 1933 right like it's exempt from

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regulation and remember that Act it was built to protect average joe's and

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Josie's from farmland to urban land so that fast-talking city slickers didn't

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get them to invest their hard-earned money in things that had no more value [Average Joe and Josie's money transfers to city slickers]

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than "the blue sky above them" remember that judge said that on

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the blue sky laws yeah it's that act well if you want to raise public money

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from American investors in America well your security is by default not exempt

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from regulation and you have to go through all the dance steps demanded by

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the regulators to raise money here so what kind of security would live outside

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of the 33 act? well something that is insured by the government our government

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if it's insured by a Somalian warlord.com well then that doesn't count it's [Somalian soldiers appears]

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not exempt well the quick list of normally exempt securities here we go

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it's these government or government institutions banks or depository

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institutions insurance companies authorized to do business in the state

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railroads and public utility securities options or warrant and there for big

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boys and girls only employee benefit plans equipment trust certificates and

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nonprofit corporations like intentionally nonprofit ones not like

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just bad companies who never make a real profit all right well the idea here

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generally is that these securities are less of a risk for investors so the SEC

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doesn't really have to get involved you can just invest in them and

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you know things normally are boringly just fine all right well the same vibe [Man discussing securities]

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applies to exempt transactions an exempt transaction is one that doesn't

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have to meet all the registration requirements of the Uniform Securities

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Act or the SEC and the idea here is that every transaction creates a whole lot of

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paperwork and there are just some cases where all the hassle isn't needed as [Paper work stacks up on man's desk]

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long as you're trading small amounts of stocks or doing small investments in

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known entities that are generally considered legal well then your

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transaction is considered exempt and then there's a whole lot less paperwork [Paperwork disappears and man jumps up]

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which is a good thing and yeah that's worth celebrating

Find other enlightening terms in Shmoop Finance Genius Bar(f)