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Mutual Funds Videos 165 videos
Term to maturity is kind of the life cycle of a bond, but luckily for the bond, it gets to skip puberty.
What is Yield to Maturity? When calculating bond yields, the yield to maturity is the interest rate that an investor would ultimately accumulate if...
What is After Tax Yield? After tax yield is simply how much an investment makes (or yields) after taxes have been paid. This term refers to bond yi...
Finance: What is Hiding Written Complaints? 2 Views
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Description:
The act of hiding written complaints is...no bueno. An investment rep is legally obligated to pass on any such complaints to their employer.
- Social Studies / Finance
- Finance / Financial Responsibility
- College and Career / Personal Finance
- Life Skills / Personal Finance
- Finance / Finance Definitions
- Life Skills / Finance Definitions
- Finance / Personal Finance
- Courses / Finance Concepts
- Subjects / Finance and Economics
- Finance and Economics / Terms and Concepts
- Terms and Concepts / Accounting
- Terms and Concepts / Banking
- Terms and Concepts / Careers
- Terms and Concepts / Company Management
- Terms and Concepts / Education
- Terms and Concepts / Ethics/Morals
- Terms and Concepts / Metrics
- Terms and Concepts / Mutual Funds
- Terms and Concepts / Tax
- Terms and Concepts / Trusts and Estates
Transcript
- 00:00
Finance a la shmoop what is hiding written complaints? all right remember
- 00:07
when you were a kid and your teacher sent home a note to your parents and not [Teacher gives boy a note]
- 00:12
a good one you knew you were in big-time trouble so you know why not just hide
- 00:17
the note what your parents don't see can't hurt you right? while hiding
- 00:21
written complaints on Wall Street is kind of like that if an investment rep
Full Transcript
- 00:25
receives a written complaint from a client they are legally obligated to
- 00:30
pass it along to their employer and their boss who has to add it to the reps
- 00:36
[Submarine appears] U4 which is not a military submarine but a form that the rep has to
- 00:40
use when registering with the stay you know for their license hiding written
- 00:45
complaints is illegal and can get the rep in deep you know what and like in
- 00:50
the real world it gets a lot worse than being grounded and you know having your [Person picks up Xbox console]
- 00:54
xbox taken away for a week yeah good luck with that
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